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A: Fees are charged based on your firm's regulatory assets under management.
Fees must be credited to your firm's IARD Flex-Funding Account before you can submit your filing.
No fee is charged for filing an electronic amendment to Form ADV unless it is an Annual Updating Amendment.
No fee is charged for electronically filing Form ADV-W or Form ADV-E.
Investment advisers registered with the Commission or applying for registration with the Commission will still be subject to applicable state Notice Filing fees associated with any amendment or initial registration filing.
Q: What are the fees for filing reports as an Exempt Reporting Adviser on IARD?
Q: I am a SEC-registered investment adviser and I need to make Notice Filings with another state. Most states charge advisers a filing fee for making Notice Filings with them.The staff of the Division of Investment Management has prepared the following responses to questions related to Form ADV and expects to update this document from time to time to include responses to additional questions.These responses represent the views of the staff of the Division of Investment Management.A: The fee for initial reports and each annual updating amendment is 0 for Exempt Reporting Advisers.No fee is charged for filing an electronic amendment to Form ADV unless it is an annual updating amendment.